基于共生理论的金融企业集群发展研究

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3.0 陈辉 2024-11-19 4 4 1.17MB 162 页 15积分
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摘 要
金融企业集群作为一种“经济景观”,是金融体系格局置于空间考察时的最
高表现,是区域金融发展的微观基础和区域经济发展的根本动力。在信息技术和
交通系统日益发达的今天,金融企业集群以其无可比拟的综合优势成为现代区域
经济竞争的主要单位。
论文以共生理论为基础,以金融企业的空间差异、地域运动为逻辑起点,通
过多种理论的有效嫁接,层层递进,构成研究的有机整体,对金融企业集群这一
新型中间网络组织的共生问题进行了多方面剖析。
发轫于对金融区域化和空间化的关注和反思,论文以金融企业集群这种新型
集聚现象在全球范围内的发展为缘起,重点对这一中间网络组织的理论内涵、经
济性质、组织边界、产生动因、效应发挥进行系统阐释。对金融企业集群问题的
剖析实现了对区域金融理论与产业组织理论的深化和创新。
基于当前经济金融竞争加剧、创新层出不穷的宏观背景,论文将共生理论融
入金融企业组织结构中,研究了金融企业集群的共生机理,并构建 Logsitic 模型剖
析金融企业集群共生的动态演化过程,建立了集群内纵向和横向金融企业共生博
弈模型,对金融企业集群共生进行定量和定性剖析。期望能够为我国金融产业成
长提供长期的创新动力,为我国金融企业找到一条又好又快发展的改革路径。
同时,论文将金融企业集群纳入到具体地域进行实证分析。通过构建金融企
业集群共生指标体系,对国内外不同层次金融企业集群的共生能力进行因子分析,
从共生能力层面拟和论证了区域经济发展的梯度推进现象。
在此基础上,论文选取目前国内金融集聚程度最高的上海为代表,对其共生
问题进行了专题讨论。上海以其独特的区位优势、经济优势形成了独立的金融企
业集聚单元,对其进行客观定位,是建设上海国际金融中心的支点和内核。
金融企业集群是金融空间集聚效应和扩散效应综合作用的结果,也是整个金
融体系追求帕累托效率改进的必然结果,而实现集群的共生是金融企业集群在内
外竞争加剧背景下不断演化的高级阶段。因而对金融企业集群共生问题的探讨对
于深化金融产业组织理论、扩充金融地理理论具有重要的推动作用,同时对于加
快我国金融创新步伐、提高金融竞争力,实现金融效率改进具有积极意义。
关键词:金融企业集群 共生 模式 机理 集聚
ABSTRACT
As an “economical landscape”, the financial enterprises cluster is the highest
manifestation when financial system is set to the spatial inspection. The financial
enterprises cluster is not only the microscopic foundation of regional finance
development but also the basic power of regional economy development.With the
development of information technology and transportation system today, the financial
enterprises cluster becomes the main unit in the modern economic competition for its
incomparable comprehensive superiority.
Taking the symbiosis theory as its foundation, the financial enterprises' spatial
difference and the region movement as the logical beginning, this dissertation analyses
the symbiosis problem of the interim network organization systememticly from several
lays by engrafting theories, driving multi-level and composing the organic whole.
Beginning to concern and reflect the regional finance and space problem, the
dissertation talks from the development of the new agglomerational phenomenon within
the globalization,and analyses the theoretical connotation, economical nature,
organization boundary, procreant causes and effects of financial enterprises cluster
intensively as well. The analysis is a great innovation to the regional finance theory and
the industrial organization theory.
According to the circumstance of economic and financial competition,various
innovation, the dissertation puts the symbiosis theory into the financial enterprises
organization,and also has studied the financial enterprises cluster's symbiosis
mechanism, constructed the logsitic model to analyse the dynamic evolutionary process
of financial enterprises cluster. It has established longitudinal and crosswise gambling
model of cluster to analyse financial enterprises cluster's symbiosis qualitatively and
quantitatively. The expectation is to provide the long-term innovation power for finance
industry’s growth of our country and find out a good-quick reform approach for
financial enterprises of our country.
Meanwhile, the dissertation integrates the financial enterprises cluster into concrete
region for real diagnosis analysis. By setting up the symbiosis index system,the
dissertation carries on factor analysis to analyse different financial enterprises cluster's
symbiosis ability home and abroad, and proves the regional gradient advancement
phenomenon of economy development from the symbiosis ability range.
On this foundation, the dissertation selectes Shanghai as a representative for its
highest degree of financial agglomeration at present, and discusses its symbiosis issues
specially. Shanghai, by its superior geographical superiority and economical superiority,
has formed independent financial agglomeration unit. The reasonable location to it is
the fulcrum and core of constructing international finance center.
On the whole, the financial enterprises cluster is the result of financial space
accumulation and diffusion. It is also the inevitable result of the entire financial system
pursuing Pareto efficiency. The symbiosis of cluster is the higher phase under the
background which financial enterprises cluster compete with each other home and
abroad unceasingly. Thus, the research on the symbiosis of financial enterprises cluster
has an important impetus to deepening the financial industry organization theory and
expanding the financial geography theory. It also has positive sense on speeding up our
financial innovation, enhancing finance competitive abilities, and realizing finance
efficiency reforms.
Key words: Financial enterprises cluster Symbiosis Pattern
MechanismAgglomeration
I
目 录
中文摘要
ABSTRACT
第一章 绪 论...................................................................................................................1
§1.1 问题的提出..........................................................................................................1
§1.2 研究的意义..........................................................................................................2
§1.3 研究的目的..........................................................................................................4
§1.4 研究的思路及方法..............................................................................................4
§1.5 结构及主要内容..................................................................................................6
§1.6 创新与不足..........................................................................................................8
§1.6.1 研究的创新点...............................................................................................8
§1.6.2 研究的不足...................................................................................................8
第二章 金融企业集群理论研究综述...........................................................................10
§2.1 国外学者对金融企业集群问题的研究进展....................................................10
§2.1.1 对金融企业集聚动因的探讨.....................................................................10
§2.1.2 对金融企业集群动态演进机理的剖析.....................................................12
§2.1.3 对金融企业集群效应机理的解释.............................................................13
§2.1.4 对金融企业集群监管与政策参与的研究.................................................14
§2.2 国内学者对金融企业集群研究的进展............................................................15
§2.2.1 对金融中心发展路径、作用机理的研究.................................................15
§2.2.2 对金融机构空间集聚问题的探讨.............................................................16
§2.3 金融企业集群理论研究评述............................................................................17
第三章 金融企业集群的界定及理论基础...................................................................19
§3.1 金融企业集群的概念辨析................................................................................19
§3.1.1 集群及集群相关概念.................................................................................19
§3.1.2 金融企业集群的内涵.................................................................................21
§3.2 金融企业集群的性质界定................................................................................22
§3.2.1 金融企业集群的性质.................................................................................22
§3.2.2 金融企业集群的功能发挥.........................................................................24
§3.2.3 金融企业集群与相关组织形式的边界识别.............................................28
§3.3 金融企业集群研究的理论基础........................................................................31
§3.3.1 共生理论.....................................................................................................31
II
§3.3.2 金融地理学.................................................................................................37
§3.3.3 金融地域运动理论.....................................................................................40
§3.3.4 增长极理论.................................................................................................45
第四章 金融企业集群产生的动力、模式及演化路径...............................................48
§4.1 金融企业集群在全球范围的兴起....................................................................48
§4.1.1 国际典型金融企业集群的兴起.................................................................48
§4.1.2 区域性金融企业集群的崛起.....................................................................50
§4.1.3 国内金融企业的集聚趋势.........................................................................51
§4.2 金融企业集群产生的动力机制........................................................................53
§4.2.1 内源动力机制.............................................................................................54
§4.2.2 激发动力机制.............................................................................................56
§4.3 金融企业集群的产生模式................................................................................58
§4.3.1 自发形成模式.............................................................................................58
§4.3.2 政府主导嵌入发展模式.............................................................................59
§4.4 金融企业集群形成条件的基本评价................................................................60
§4.5 金融企业集群的发展演化路径........................................................................62
第五章 金融企业集群共生机理分析...........................................................................64
§5.1 金融企业集群共生的理论分析........................................................................64
§5.1.1 金融企业集群共生的界定.........................................................................64
§5.1.2 金融企业集群的共生单元.........................................................................65
§5.1.3 金融企业集群的共生模式.........................................................................66
§5.1.4 金融企业集群的共生环境.........................................................................69
§5.1.5 金融企业集群的共生条件分析.................................................................69
§5.2 金融企业集群共生的演化路径及动因分析....................................................71
§5.2.1 金融企业集群共生的演化路径.................................................................71
§5.2.2 金融企业集群对称性互惠连续共生的动因.............................................73
§5.3 金融企业集群共生发展的博弈分析................................................................74
§5.3.1 金融企业集群共生行为的定性描述.........................................................75
§5.3.2 集群内纵向产业链企业间共生的博弈分析.............................................76
§5.3.3 集群内横向金融企业间共生的博弈分析.................................................79
第六章 金融企业集群共生模型及指标体系构建.......................................................85
§6.1 金融企业集群共生的 Logistic 模型及稳定性分析......................................... 85
§6.2 金融企业集群共生能力指标体系构建............................................................88
III
§6.2.1 金融企业共生能力评价指标体系的构建思路.........................................88
§6.2.2 金融企业集群共生能力评价指标体系的构建原则.................................88
§6.2.3 金融企业集群共生能力评价指标体系构建.............................................89
第七章 金融企业集群共生实证分析...........................................................................95
§7.1 分析思路及模型构建........................................................................................95
§7.2 样本城市与指标选取........................................................................................96
§7.2.1 样本城市选取.............................................................................................96
§7.2.2 指标选取及说明.........................................................................................97
§7.2.3 数据来源.....................................................................................................98
§7.3 金融企业集群共生能力指标分析....................................................................98
§7.3.1 银行间拆借规模与银行间拆借规模增长率.............................................98
§7.3.2 金融企业间共生指标.................................................................................99
§7.3.3 银行同工业企业间共生指标...................................................................101
§7.4 金融企业集群共生的实证分析.......................................................................102
§7.5 实证结论分析...................................................................................................108
第八章 我国金融企业集群共生模式及机制构建.....................................................111
§8.1 我国金融集聚区目前存在的问题..................................................................111
§8.2 我国金融企业集群共生模式选择..................................................................113
§8.2.1 我国金融企业集群间共生模式选择.......................................................114
§8.2.2 我国金融企业集群内共生模式选择.......................................................115
§8.3 我国金融企业集群共生机制构建..................................................................119
§8.3.1 政府政策支持机制...................................................................................119
§8.3.2 金融产业链条式发展机制.......................................................................120
§8.3.3 金融企业集群配套机制...........................................................................122
§8.3.4 金融企业集群共生利益驱动机制...........................................................123
§8.3.5 金融企业集群生态平衡机制...................................................................124
第九章 上海金融企业集群个案研究.........................................................................126
§9.1 上海金融企业集群的发展现状......................................................................126
§9.2 上海金融企业集群的层次定位分析..............................................................129
§9.2.1 上海作为国内金融企业集群龙头的地位分析.......................................129
§9.2.2 上海作为亚太地区区域性金融企业集群的地位分析...........................130
§9.2.3 上海作为国际金融企业集群的地位分析...............................................133
§9.3 上海金融企业集群的功能发挥......................................................................134
摘要:

摘要金融企业集群作为一种“经济景观”,是金融体系格局置于空间考察时的最高表现,是区域金融发展的微观基础和区域经济发展的根本动力。在信息技术和交通系统日益发达的今天,金融企业集群以其无可比拟的综合优势成为现代区域经济竞争的主要单位。论文以共生理论为基础,以金融企业的空间差异、地域运动为逻辑起点,通过多种理论的有效嫁接,层层递进,构成研究的有机整体,对金融企业集群这一新型中间网络组织的共生问题进行了多方面剖析。发轫于对金融区域化和空间化的关注和反思,论文以金融企业集群这种新型集聚现象在全球范围内的发展为缘起,重点对这一中间网络组织的理论内涵、经济性质、组织边界、产生动因、效应发挥进行系统阐释。对金...

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作者:陈辉 分类:高等教育资料 价格:15积分 属性:162 页 大小:1.17MB 格式:PDF 时间:2024-11-19

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